Q & A Database

The GIPS Standards Q&A database contains questions and answers (Q&As) on various searchable topics that provide additional interpretation on an issue. Q&As are considered to be authoritative guidance and must be followed in order to claim compliance with the GIPS standards.

Content from prior Q&As was included in the GIPS Standards Handbook as much as possible and many Q&As were archived. Change the Status drop-down filter to "Archived" to see the archived Q&As.

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Archived

Effective: 1 November, 2012 - 31 December, 2019

Categories: Fees

Source: GIPS Handbook, 3rd edition

Must the fee schedule be on the same page as the compliant presentation, or can it be on a separate page? Is it sufficient to refer to another document, such as the firm’s Form ADV, instead of disclosing the fee schedule?

The fee schedule does not necessarily have to be on the same page as the other information that is required to be in a compliant presentation, but it must be part of the compliant presentation. The disclosure requirement is not satisfied if the firm excludes the fee schedule from the compliant presentation and makes reference to another document that includes the fee schedule, such as Form ADV.

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