GIPS Compliance Notification

Have you previously submitted a GIPS Compliance Notification Form? If you have the name and email address of a contact from your organization’s original claim of compliance, you may use the simplified form.

Otherwise, make sure you meet the requirements, then complete and submit the form below.

CFA Institute gathers and protects information in accordance with our Privacy Policy.

Fields marked with an asterisk (*) are required fields. All other fields are optional.

Contact 1

Prefix*
Given Name* First Name
Family Name* Last Name
Job Title*
Role

This contact is responsible for compliance or is in a senior role.
Email Address*
Phone Number*

Contact 2

Prefix*
Given Name* First Name
Family Name* Last Name
Job Title*
Role

This contact is responsible for compliance or is in a senior role.
Email Address*
Phone Number*

Firm Information

Firm Name*
Does your firm have a website?*
- Yes
- No
Website Address* http://example.com
Can CFA Institute display your firm's name and website address on the GIPS website?*
- Yes
- No
Firm name as it should appear on the GIPS website*
Please provide your GIPS firm definition

Firm Address

Country / Region*
Business / Building
Address Line 1*
Address Line 2
City*
State*
Province*
Region / Province
Postal Code*

Verification History

Has your firm been verified within the last 24 months?*
- Yes
- No
Name of most recent verifier

Enter the number above

Our firm as mentioned above claims compliance with the GIPS standards. I acknowledge that CFA Institute may update and modify the GIPS standards in the future and acknowledge the responsibility to ensure that the firm complies with these changes.*

Need help completing this form? Please contact us.

GIPS Compliance Notification

Contact 1

Contact 2

Firm Information

Firm Address

Firm Type and Structure

Firm Assets and Investment Vehicles

Verification History